-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WBjz637bW0HZ3RJOoncV7wz/cud/uNslqCtSnccfbrL+ERpvq+AzGepQmIv6dg5E tr0TF9Gsa2oQyi6TTi1SRA== 0001079817-10-000039.txt : 20100331 0001079817-10-000039.hdr.sgml : 20100331 20100330180912 ACCESSION NUMBER: 0001079817-10-000039 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100331 DATE AS OF CHANGE: 20100330 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: World Energy Solutions, Inc. CENTRAL INDEX KEY: 0001371781 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043474959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82460 FILM NUMBER: 10715320 BUSINESS ADDRESS: STREET 1: 446 MAIN STREET CITY: WORCESTER STATE: MA ZIP: 01608 BUSINESS PHONE: 508-459-8100 MAIL ADDRESS: STREET 1: 446 MAIN STREET CITY: WORCESTER STATE: MA ZIP: 01608 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROWN INVESTMENT ADVISORY & TRUST CO CENTRAL INDEX KEY: 0001079817 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 901 SOUTH BOND STREET STREET 2: SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 BUSINESS PHONE: 4105375400 MAIL ADDRESS: STREET 1: 901 SOUTH BOND STREET STREET 2: SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 SC 13G/A 1 xwes123109r.txt XWES 12-31-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* World Energy Solutions, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 98145W208 (CUSIP Number) 12/31/09 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Check the following box if a fee is being paid with this statement [ ]. A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent there to reporting beneficial ownership of five percent or less of such class. (See Rule 13d-7). * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Brown Advisory Holdings Incorporated ("BAHI") 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S., Maryland 5 SOLE VOTING POWER 0 shares NUMBER OF SHARES 6 SHARED VOTING POWER 0 shares BENEFICIALLY OWNED BY 7 SOLE DISPOSITIVE POWER 0 shares EACH REPORTING 8 SHARED DISPOSITIVE POWER 0 shares PERSON WITH 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% 12. TYPE OF REPORTING PERSON HC _____________________________________________________________ 1. NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Winslow Management Company, LLC 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S., Delaware 5 SOLE VOTING POWER 1010738 shares NUMBER OF SHARES 6 SHARED VOTING POWER 0 shares BENEFICIALLY OWNED BY 7 SOLE DISPOSITIVE POWER 1010738 shares EACH REPORTING 8 SHARED DISPOSITIVE POWER 0 shares PERSON WITH 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1010738 shares 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.8% 12. TYPE OF REPORTING PERSON IA Item 1(a). Name of Issuer: World Energy Solutions, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 446 Main Street Worcester, Massachusetts 01608 Item 2(a). Name of Person Filing: This filing is made on behalf of Brown Advisory Holdings Incorporated ("BAHI") and BAHI's indirect, wholly-owned subsidiary, Winslow Management Company, LLC ("Winslow"). Item 2(b). Address of Principal Business Office: 901 South Bond Street, Suite 400 Baltimore, Maryland 21231 Item 2(c). Citizenship: BAHI is a Maryland Corporation Winslow is a Delaware Corporation Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 98145W208 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: BAHI (g) [x] A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G) Winslow (e) [x] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E) Item 4. Ownership: (a) Amount of Beneficially Owned: 1010738 shares (b) Percent of Class: 11.8% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1010738 shares (ii) Shared power to vote or to direct the vote: 0 shares (iii) Sole power to dispose or to direct the disposition of: 1010738 shares (iv) Shared power to dispose or to direct the disposition of: 0 shares Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. The securities being reported are beneficially owned by investment companies and other managed accounts of direct/indirect subsidiaries of BAHI. These subsidiaries may be deemed to be beneficial owners of the reported securities because applicable investment advisory contracts provide voting and/or investment power over the securities. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. BAHI is a parent holding company filing on behalf of various direct/indirect subsidiaries pursuant to rule 13d-1(b)(1)(ii)(G) under the Securities and Exchange Act of 1934. See Item 3 and Exhibit A. Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. By signing below I certify that to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Brown Advisory Holdings Incorporated By: /S/ David M. Churchill Name: David M. Churchill Title: Secretary & Treasurer Date: As of December 31, 2009 Winslow Management Company, LLC By: /S/ Nancy I. Denney Name: Nancy I. Denney Title: Secretary Date: As of December 31, 2009 JOINT FILING AGREEMENT Brown Advisory Holdings Incorporated and Winslow Management Company, LLC agree that the Schedule 13G to which this Agreement is attached, relating to the Common Stock of World Energy Solutions, Inc., is filed on behalf of each of them. Brown Advisory Holdings Incorporated By: /s/ David M. Churchill Name: David M. Churchill Title: Secretary & Treasurer Dated: As of December 31, 2009 Winslow Management Company, LLC By: /S/ Nancy I. Denney Name: Nancy I. Denney Title: Secretary Dated: As of December 31, 2009 EXHIBIT A Pursuant to the instructions in Item 7 of this Schedule 13G, the identity and the Item 3 classification of the relevant subsidiary is: Winslow Management Company, an Investment Advisor registered under section 203 of the Investment Advisers Act of 1940. -----END PRIVACY-ENHANCED MESSAGE-----